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Coda Octopus Group, Inc. — Director's Dealing 2008
Nov 19, 2008
34242_dirs_2008-11-19_1a2699d1-0ade-4e6c-9146-1cbd6327409c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Coda Octopus Group, Inc. (CDOC.OB)
CIK: 0001334325
Period of Report: 2008-11-01
Reporting Person: LEWIS RICHARD SEAN (SVP, Corp. Admin. & Dev.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, Par Value $0.001 | 173928 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $ | 2010-06-30 | Common Stock (100000) | Direct | |
| Options | $1.30 | 2013-08-14 | Common Stock (17000) | Direct | |
| Options | $1.30 | 2013-08-14 | Common Stock (16500) | Direct | |
| Options | $1.30 | 2013-08-14 | Common Stock (16500) | Direct | |
| Warrants | $1.30 | 2012-06-13 | Common Stock (12500) | Direct | |
| Warrants | $1.70 | 2012-06-13 | Common Stock (12500) | Direct |
Footnotes
F1: Immediately
F2: n/a
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