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CODA MINERALS LTD — Major Shareholding Notification 2023
May 4, 2023
64682_rns_2023-05-04_c44216d0-7c75-4cd7-81b0-812cb31617c0.pdf
Major Shareholding Notification
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| Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
|---|---|---|---|---|---|---|---|
| To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) - 3/05/2023 The previous notice was given to the company on 7/06/2022 The previous notice was dated 3/06/2022 2. Previous and present voting power The % substantial is based on the shares on issue of 141,797,752 as disclosed by the Company on 17-02-2023. 3. Changes in relevant interests 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes Power to control the exercise of a power to dispose of securities 3,836,228 ORDINARY 3,836,228 Power to control the exercise of a power to dispose of securities 568,875 ORDINARY 568,875 Power to control the exercise of a power to dispose of securities 696,706 ORDINARY 696,706 Power to control the exercise of a power to dispose of securities 3,130,000 ORDINARY 3,130,000 MERRILL LYNCH (AUS) NOMINEES PTY LTD Regal Funds Management Pty Ltd and its associates MERRILL LYNCH INTERNATIONAL LIMITED Holder of relevant interest Regal Funds Management Pty Ltd and its associates Registered holder of securities UBS NOMINEES PTY LTD Person entitled to be registered as holder (8) UBS AG, AUSTRALIA BRANCH Regal Funds Management Pty Ltd and its associates J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC Regal Funds Management Pty Ltd and its associates HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED HSBC Bank Australia Ltd ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Consideration (9) 9,002,348 7.23% 8,231,809 5.81% Holder of relevant interest Date of acquisition See Annexure 2 The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) Coda Minerals Ltd (COD) 625 763 957 Regal Funds Management Pty Limited and its associates (see Annexure 1) Class and number of securities |
Coda Minerals Ltd (COD) | ||||||
| 625 763 957 | |||||||
| Regal Funds Management Pty Limited and its associates (see Annexure 1) |
|||||||
| - | |||||||
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
||
| Regal Funds Management Pty Ltd and its associates |
UBS NOMINEES PTY LTD |
UBS AG, AUSTRALIA BRANCH | Power to control the exercise of a power to dispose of securities |
3,836,228 ORDINARY |
3,836,228 | ||
| Regal Funds Management Pty Ltd and its associates |
MERRILL LYNCH (AUS) NOMINEES PTY LTD |
MERRILL LYNCH INTERNATIONAL LIMITED |
Power to control the exercise of a power to dispose of securities |
568,875 ORDINARY |
568,875 | ||
| Regal Funds Management Pty Ltd and its associates |
J.P. MORGAN PRIME NOMINEES LTD |
J.P MORGAN SECURITIES PLC |
Power to control the exercise of a power to dispose of securities |
696,706 ORDINARY |
696,706 | ||
| Regal Funds Management Pty Ltd and its associates |
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED |
HSBC Bank Australia Ltd | Power to control the exercise of a power to dispose of securities |
3,130,000 ORDINARY |
3,130,000 |
| 5. Changes | in association | ||||||||||
| The persons who have become associates (2) of, ceased to be | associates of, or have changed the nature of their association (9) with, the | ||||||||||
| substantial holder in relation to voting interests in the company or scheme are as follows: | |||||||||||
| Name and ACN/ARSN (if applicable) | Nature of association | ||||||||||
| REGAL PARTNERS LIMITED | 100% OWNER OF REGAL FUNDS MANAGEMENT PTY | ||||||||||
| LIMITED | |||||||||||
| 6. Addresses | |||||||||||
| The addresses | of persons named in this form are as follows: | ||||||||||
| Name | Address | ||||||||||
| REGAL FUNDS MANAGEMENT PTY LIMITED | LEVEL 47, | GATEWAY, | 1 MACQUARIE PLACE, SYDNEY | ||||||||
| NSW 2000 | |||||||||||
| REGAL PARTNERS LIMITED | LEVEL 47, | GATEWAY, | 1 MACQUARIE PLACE, SYDNEY | ||||||||
| NSW 2000 | |||||||||||
| Signature | |||||||||||
| print name KennyHo |
capacity | CompanySecretary | |||||||||
| sign here | date | 5/05/2023 | |||||||||
| Annexure | 1 | ||||||||||
| Details of Substantial Holders | |||||||||||
| ACN | Name | ||||||||||
| 107 576 821 | REGAL FUNDS MANAGEMENT PTY LIMITED | ||||||||||
| 129 188 450 | REGAL PARTNERS LIMITED | ||||||||||
| Annexure | 2 | ||||||||||
| Changes in Relevant Interests | |||||||||||
| Consideration | |||||||||||
| given in | Number of | Persons | |||||||||
| Nature of | relation to | securities | Class of | votes | |||||||
| Date | Person whose relevant interest changed | Change | change | affected | securities | affected | |||||
| Regal Funds Management Pty Limited (and Regal | |||||||||||
| Partners Limited by virtue of control of Regal Funds | |||||||||||
| 27/06/2022 | Management Pty Limited) | Sell | 1249.83 | 4629 | Ordinary | 4629 | |||||
| Regal Funds Management Pty Limited (and Regal | |||||||||||
| Partners Limited by virtue of control of Regal Funds | |||||||||||
| 4/07/2022 | Management Pty Limited) | Sell | 10697.59 | 35623 | Ordinary | 35623 | |||||
| Regal Funds Management Pty Limited (and Regal | |||||||||||
| Partners Limited by virtue of control of Regal Funds | |||||||||||
| 27/10/2022 | Management Pty Limited) | Sell | 52000.00 | 200000 | Ordinary | 200000 | |||||
| Regal Funds Management Pty Limited (and Regal | |||||||||||
| Partners Limited by virtue of control of Regal Funds | |||||||||||
| 3/11/2023 | Management Pty Limited) | Buy | 400000.08 | 1666667 | Ordinary | 1666667 | |||||
| 27/03/2023 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 17885.40 | 71513 | Ordinary | 71513 |
|---|---|---|---|---|---|---|
| 19/04/2023 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 25300.00 | 110000 | Ordinary | 110000 |
| 21/04/2023 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 37046.63 | 153593 | Ordinary | 153593 |
| 24/04/2023 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 44401.88 | 195603 | Ordinary | 195603 |
| 27/04/2023 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 29250.00 | 130000 | Ordinary | 130000 |
| 1/05/2023 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 141999.10 | 427322 | Ordinary | 427322 |
| 2/05/2023 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 29647.05 | 91673 | Ordinary | 91673 |
| 2/05/2023 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 19960.49 | 64285 | Ordinary | 64285 |
| 3/05/2023 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 55882.80 | 171000 | Ordinary | 171000 |
| 3/05/2023 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 177729.51 | 531965 | Ordinary | 531965 |
| 3/05/2023 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Sell | 83750.00 | 250000 | Ordinary | 250000 |
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