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CODA MINERALS LTD Major Shareholding Notification 2023

May 4, 2023

64682_rns_2023-05-04_c44216d0-7c75-4cd7-81b0-812cb31617c0.pdf

Major Shareholding Notification

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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ACN/ARSN
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
-
3/05/2023
The previous notice was given to the company on
7/06/2022
The previous notice was dated
3/06/2022
2. Previous and present voting power
The % substantial is based on the shares on issue of 141,797,752 as disclosed by the Company on 17-02-2023.
3. Changes in relevant interests
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Nature of relevant
interest (6)
Class and
number of
securities
Person's
votes
Power to control the
exercise of a power
to dispose of
securities
3,836,228
ORDINARY
3,836,228
Power to control the
exercise of a power
to dispose of
securities
568,875
ORDINARY
568,875
Power to control the
exercise of a power
to dispose of
securities
696,706
ORDINARY
696,706
Power to control the
exercise of a power
to dispose of
securities
3,130,000
ORDINARY
3,130,000
MERRILL LYNCH (AUS) NOMINEES PTY
LTD
Regal Funds Management Pty
Ltd and its associates
MERRILL LYNCH
INTERNATIONAL LIMITED
Holder of relevant interest
Regal Funds Management Pty
Ltd and its associates
Registered holder of securities
UBS NOMINEES PTY LTD
Person entitled to be registered
as holder (8)
UBS AG, AUSTRALIA BRANCH
Regal Funds Management Pty
Ltd and its associates
J.P. MORGAN PRIME NOMINEES LTD
J.P MORGAN SECURITIES
PLC
Regal Funds Management Pty
Ltd and its associates
HSBC CUSTODY NOMINEES
(AUSTRALIA) LIMITED
HSBC Bank Australia Ltd
ORDINARY
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme
since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Consideration (9)
9,002,348
7.23%
8,231,809
5.81%
Holder of relevant interest
Date of acquisition
See Annexure 2
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
There was a change in the interests of the substantial holder on
Class of securities (4)
Voting power
(5)
Person's votes
Previous notice
Current notice
Person's votes
Voting power (5)
Coda Minerals Ltd (COD)
625 763 957
Regal Funds Management Pty Limited and its associates
(see Annexure 1)
Class and number of securities
Coda Minerals Ltd (COD)
625 763 957
Regal Funds Management Pty Limited and its associates
(see Annexure 1)
-
Holder of relevant interest Registered holder of securities Person entitled to be registered
as holder (8)
Nature of relevant
interest (6)
Class and
number of
securities
Person's
votes
Regal Funds Management Pty
Ltd and its associates

UBS NOMINEES PTY LTD
UBS AG, AUSTRALIA BRANCH Power to control the
exercise of a power
to dispose of
securities
3,836,228
ORDINARY
3,836,228
Regal Funds Management Pty
Ltd and its associates
MERRILL LYNCH (AUS) NOMINEES PTY
LTD

MERRILL LYNCH
INTERNATIONAL LIMITED
Power to control the
exercise of a power
to dispose of
securities
568,875
ORDINARY
568,875
Regal Funds Management Pty
Ltd and its associates

J.P. MORGAN PRIME NOMINEES LTD
J.P MORGAN SECURITIES
PLC
Power to control the
exercise of a power
to dispose of
securities
696,706
ORDINARY
696,706
Regal Funds Management Pty
Ltd and its associates

HSBC CUSTODY NOMINEES
(AUSTRALIA) LIMITED
HSBC Bank Australia Ltd Power to control the
exercise of a power
to dispose of
securities
3,130,000
ORDINARY
3,130,000
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
REGAL PARTNERS LIMITED 100% OWNER OF REGAL FUNDS MANAGEMENT PTY
LIMITED
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
REGAL FUNDS MANAGEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
NSW 2000
REGAL PARTNERS LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
NSW 2000
Signature
print name
KennyHo
capacity CompanySecretary
sign here date 5/05/2023
Annexure 1
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
27/06/2022 Management Pty Limited) Sell 1249.83 4629 Ordinary 4629
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
4/07/2022 Management Pty Limited) Sell 10697.59 35623 Ordinary 35623
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
27/10/2022 Management Pty Limited) Sell 52000.00 200000 Ordinary 200000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
3/11/2023 Management Pty Limited) Buy 400000.08 1666667 Ordinary 1666667
27/03/2023 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 17885.40 71513 Ordinary 71513
19/04/2023 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 25300.00 110000 Ordinary 110000
21/04/2023 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 37046.63 153593 Ordinary 153593
24/04/2023 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 44401.88 195603 Ordinary 195603
27/04/2023 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 29250.00 130000 Ordinary 130000
1/05/2023 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 141999.10 427322 Ordinary 427322
2/05/2023 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 29647.05 91673 Ordinary 91673
2/05/2023 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 19960.49 64285 Ordinary 64285
3/05/2023 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 55882.80 171000 Ordinary 171000
3/05/2023 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 177729.51 531965 Ordinary 531965
3/05/2023 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Sell 83750.00 250000 Ordinary 250000