CODA MINERALS LTD — Major Shareholding Notification 2021

Jun 14, 2021

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme CODA MINERALS LIMITED ACN/ARSN ACN 625 763 957

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder became a substantial holder on 10-Jun-2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4)	Number of securities	Persons' votes(5)	Voting power(6)
Common Stock	4,512,364	4,512,364	5.28%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest(7)	Class and number of securities
Credit Suisse Equities (Australia) Limited(ACN 068 232 708)	Voting rights and right to dispose	4,512,364 Common Stock

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder(8)	Class and number of securities
Credit Suisse Equities (Australia) Limited (ACN 068 232 708)	CS Fourth Nominees Pty Limited (ACN 069 126 432)	Credit Suisse Equities (Australia) Limited	4,512,364 Common Stock

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:

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Holder of relevant Class and number of
interest Date of acquisition Consideration (9) securities
Cash Non-cash
Credit Suisse Equities
22-Feb-21 122,987.63 AUD 334,012 Common Stock
(Australia) Limited
Credit Suisse Equities 22-Feb-21 54,054.69 AUD 136,787 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Feb-21 4,150.0 AUD 10,000 Common Stock
(Australia) Limited
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Credit Suisse Equities
23-Feb-21 129,145.0 AUD 327,000 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Feb-21 40,248.09 AUD -103,648 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Feb-21 29,500.29 AUD -73,262 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Feb-21 53,476.62 AUD 135,149 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Feb-21 50,763.65 AUD 119,369 Common Stock
(Australia) Limited
Credit Suisse Equities
25-Feb-21 24,788.83 AUD -60,209 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Feb-21 2,047.85 AUD 4,723 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Feb-21 5,460.60 AUD -13,139 Common Stock
(Australia) Limited
Credit Suisse Equities
26-Feb-21 3,170.75 AUD -7,703 Common Stock
(Australia) Limited
Credit Suisse Equities 26-Feb-21 31,529.46 AUD 79,874 Common Stock
(Australia) Limited
Credit Suisse Equities 26-Feb-21 1,630.58 AUD -4,291 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Mar-21 48,762.16 AUD -113,337 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Mar-21 55,611.07 AUD 139,761 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Mar-21 25,040.04 AUD -58,866 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 9,228.60 AUD 23,305 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 2,776.79 AUD -7,000 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 55,020.53 AUD -138,056 Common Stock
(Australia) Limited
Credit Suisse Equities
2-Mar-21 25,958.18 AUD 68,311 Common Stock
(Australia) Limited
Credit Suisse Equities 3-Mar-21 569.45 AUD -1,410 Common Stock
(Australia) Limited
Credit Suisse Equities 3-Mar-21 3,040.0 AUD 8,000 Common Stock
(Australia) Limited
Credit Suisse Equities
3-Mar-21 1,925.0 AUD 5,000 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Mar-21 28,333.56 AUD 74,562 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Mar-21 15,684.12 AUD -41,274 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Mar-21 12,000.0 AUD 30,000 Common Stock
(Australia) Limited
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Credit Suisse Equities
5-Mar-21 101,251.64 AUD 271,978 Common Stock
(Australia) Limited
Credit Suisse Equities 5-Mar-21 1,440.0 AUD 4,000 Common Stock
(Australia) Limited
Credit Suisse Equities 5-Mar-21 11,550.0 AUD -30,000 Common Stock
(Australia) Limited
Credit Suisse Equities 8-Mar-21 49,678.67 AUD -130,000 Common Stock
(Australia) Limited
Credit Suisse Equities 10-Mar-21 1,500.0 AUD -4,000 Common Stock
(Australia) Limited
Credit Suisse Equities
10-Mar-21 141.48 AUD 393 Common Stock
(Australia) Limited
Credit Suisse Equities 12-Mar-21 23,611.76 AUD 60,000 Common Stock
(Australia) Limited
Credit Suisse Equities 15-Mar-21 58,592.52 AUD 135,756 Common Stock
(Australia) Limited
Credit Suisse Equities
16-Mar-21 8,650.0 AUD 20,000 Common Stock
(Australia) Limited
Credit Suisse Equities 17-Mar-21 3,690.0 AUD 8,500 Common Stock
(Australia) Limited
Credit Suisse Equities 17-Mar-21 6,696.30 AUD -15,756 Common Stock
(Australia) Limited
Credit Suisse Equities 18-Mar-21 5,425.0 AUD 12,500 Common Stock
(Australia) Limited
Credit Suisse Equities 18-Mar-21 110,383.60 AUD -255,386 Common Stock
(Australia) Limited
Credit Suisse Equities 18-Mar-21 7,739.14 AUD -17,998 Common Stock
(Australia) Limited
Credit Suisse Equities 19-Mar-21 20,500.0 AUD -50,000 Common Stock
(Australia) Limited
Credit Suisse Equities 19-Mar-21 74,311.88 AUD -178,002 Common Stock
(Australia) Limited
Credit Suisse Equities 19-Mar-21 9,240.0 AUD 22,000 Common Stock
(Australia) Limited
Credit Suisse Equities
22-Mar-21 6,450.0 AUD -15,000 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Mar-21 4,350.0 AUD -10,000 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Mar-21 1,265.63 AUD -3,125 Common Stock
(Australia) Limited
Credit Suisse Equities
24-Mar-21 17,717.86 AUD -42,000 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Mar-21 1,250.0 AUD -3,125 Common Stock
(Australia) Limited
Credit Suisse Equities
8-Apr-21 62,163.66 AUD -159,394 Common Stock
(Australia) Limited
Credit Suisse Equities
16-Apr-21 39,223.59 AUD 97,927 Common Stock
(Australia) Limited
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Credit Suisse Equities
16-Apr-21 3,325.0 AUD 8,500 Common Stock
(Australia) Limited
Credit Suisse Equities 20-Apr-21 925.0 AUD -2,500 Common Stock
(Australia) Limited
Credit Suisse Equities
20-Apr-21 30,956.24 AUD -80,306 Common Stock
(Australia) Limited
Credit Suisse Equities
21-Apr-21 6,519.77 AUD -17,621 Common Stock
(Australia) Limited
Credit Suisse Equities 27-Apr-21 38.0 AUD 100 Common Stock
(Australia) Limited
Credit Suisse Equities
28-Apr-21 720.0 AUD 2,000 Common Stock
(Australia) Limited
Credit Suisse Equities
29-Apr-21 35,756.98 AUD -90,524 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Apr-21 38.0 AUD -100 Common Stock
(Australia) Limited
Credit Suisse Equities
30-Apr-21 385.0 AUD -1,000 Common Stock
(Australia) Limited
Credit Suisse Equities 4-May-21 375.0 AUD -1,000 Common Stock
(Australia) Limited
Credit Suisse Equities
11-May-21 8,239.78 AUD 21,631 Common Stock
(Australia) Limited
Credit Suisse Equities
12-May-21 144,402.03 AUD -404,475 Common Stock
(Australia) Limited
Credit Suisse Equities
13-May-21 1,185.0 AUD 3,000 Common Stock
(Australia) Limited
Credit Suisse Equities
14-May-21 1,856.50 AUD 4,700 Common Stock
(Australia) Limited
Credit Suisse Equities 26-May-21 612.11 AUD 1,677 Common Stock
(Australia) Limited
Credit Suisse Equities
27-May-21 1,703.25 AUD -4,542 Common Stock
(Australia) Limited
Credit Suisse Equities
28-May-21 6,283.50 AUD -17,700 Common Stock
(Australia) Limited
Credit Suisse Equities
28-May-21 112.79 AUD -309 Common Stock
(Australia) Limited
Credit Suisse Equities
31-May-21 1,577.63 AUD 4,207 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Jun-21 3,204.23 AUD 8,493 Common Stock
(Australia) Limited
Credit Suisse Equities
9-Jun-21 7,450.0 AUD 10,000 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Jun-21 4,125.0 AUD 5,000 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Jun-21 4,100.0 AUD 5,000 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Jun-21 1,670,101.43 AUD 1,959,115 Common
(Australia) Limited Stock
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Credit Suisse Equities
9-Jun-21 8,900.0 AUD 10,000 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Jun-21 1,006,479.19 AUD 1,124,471 Common
(Australia) Limited Stock
Credit Suisse Equities 10-Jun-21 1,071,902.91 AUD 838,477 Common Stock
(Australia) Limited
Credit Suisse Equities 10-Jun-21 9,565.0 AUD 7,652 Common Stock
(Australia) Limited
Credit Suisse Equities 10-Jun-21 8,154.05 AUD 6,555 Common Stock
(Australia) Limited
Credit Suisse Equities
10-Jun-21 672,953.53 AUD 518,937 Common Stock
(Australia) Limited
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6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN(if applicable)	Nature of association
Credit Suisse Equities (Australia) Limited (ACN 068 232 708)	Related Body Corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited (ACN 068 232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia

Signature

print name sign here	Winston Loke capacity Authorised Signatory
	date 15-Jun-2021

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