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CODA MINERALS LTD Major Shareholding Notification 2021

Jun 29, 2021

64682_rns_2021-06-29_810aef90-6844-4a26-8a47-b1cee5da74df.pdf

Major Shareholding Notification

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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
Coda Minerals Ltd(COD)
ACN/ARSN
625 763 957
1. Details of substantial holder (1)
Name
Regal Funds Management PtyLtd(RFM)
ACN/ARSN (if applicable)
107 576 821
The holder became a substantial holder on 28/06/2021
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder
or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Number of securities
Class of securities (4)
Person's votes (5) Voting power (6)
ORDINARY
7,203,141
7,203,141 7.37%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the
substantial holder became a substantial holder are as follows:
Holder of relevant interest
Nature of relevant interest (7)
Class and number of securities
REGAL FUNDS MANAGEMENT PTY LIMITED HAS
REGAL FUNDS MANAGEMENT PTY LIMITED
A RELEVANT
INTEREST IN ITS CAPACITY AS 7,203,141 ORDINARY
INVESTMENT MANAGER AND/OR TRUSTEE
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered
as holder (8)
Nature of
relevant interest
(6)
Class and
number of
securities
Person's
votes
UBS AG, AUSTRALIA BRANCH
UBS NOMINEES PTY LTD
UBS AG, AUSTRALIA BRANCH HOLDER OF
SHARES
3,333,335
ORDINARY
3,333,335
CREDIT SUISSE AG
CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG HOLDER OF
SHARES
3,869,806
ORDINARY
3,869,806

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities See Annexure 1

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE The addresses of persons named in this form are as follows: Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW PHILIP KING 2000 print name Kenny Ho capacity Company Secretary sign here date 30/06/2021

7. Addresses

The addresses of persons named in this form are as follows:

Signature

Annexure 1

Annexure 1 Annexure 1 Annexure 1 Annexure 1 Annexure 1 Annexure 1 Annexure 1
Consideration
Date Person whose relevant interest
changed
Nature of
Change
Considerati
on given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
25/03/2021 Regal Funds Management Buy 20000.00 50000 Ordinary 50000
28/06/2021 Regal Funds Management Buy 4000002.00 3333335 Ordinary 3333335