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CODA MINERALS LTD — Major Shareholding Notification 2021
Jun 29, 2021
64682_rns_2021-06-29_810aef90-6844-4a26-8a47-b1cee5da74df.pdf
Major Shareholding Notification
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| Form 603 | |||||||
| Corporations Act 2001 | |||||||
| Section 671B | |||||||
| Notice of initial substantial holder | |||||||
| To Company Name/Scheme Coda Minerals Ltd(COD) |
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| ACN/ARSN 625 763 957 |
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| 1. Details of substantial holder (1) | |||||||
| Name Regal Funds Management PtyLtd(RFM) |
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| ACN/ARSN (if applicable) 107 576 821 |
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| The holder became a substantial holder on | 28/06/2021 | ||||||
| 2. Details of voting power | |||||||
| The total number of votes attached to all the voting shares in the company or voting interests | in the scheme that the substantial holder | ||||||
| or an associate (2) had a relevant interest (3) in on the date the substantial holder became a | substantial holder are as follows: | ||||||
| Number of securities Class of securities (4) |
Person's votes (5) | Voting power (6) | |||||
| ORDINARY 7,203,141 |
7,203,141 | 7.37% | |||||
| 3. Details of relevant interests | |||||||
| The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the | |||||||
| substantial holder became a substantial holder are as follows: | |||||||
| Holder of relevant interest Nature of relevant interest (7) |
Class and number of securities | ||||||
| REGAL FUNDS MANAGEMENT PTY LIMITED HAS | |||||||
| REGAL FUNDS MANAGEMENT PTY LIMITED A RELEVANT |
INTEREST IN ITS CAPACITY AS | 7,203,141 ORDINARY | |||||
| INVESTMENT MANAGER AND/OR TRUSTEE | |||||||
| 4. Details of present registered holders | |||||||
| The persons registered as holders of the securities referred to in paragraph 3 above are as follows: | |||||||
| Holder of relevant interest Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
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| UBS AG, AUSTRALIA BRANCH UBS NOMINEES PTY LTD |
UBS AG, AUSTRALIA BRANCH | HOLDER OF SHARES |
3,333,335 ORDINARY |
3,333,335 | |||
| CREDIT SUISSE AG CS THIRD NOMINEES PTY LIMITED |
CREDIT SUISSE AG | HOLDER OF SHARES |
3,869,806 ORDINARY |
3,869,806 | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities See Annexure 1
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE The addresses of persons named in this form are as follows: Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW PHILIP KING 2000 print name Kenny Ho capacity Company Secretary sign here date 30/06/2021
7. Addresses
The addresses of persons named in this form are as follows:
Signature
Annexure 1
| Annexure 1 | Annexure 1 | Annexure 1 | Annexure 1 | Annexure 1 | Annexure 1 | Annexure 1 |
|---|---|---|---|---|---|---|
| Consideration | ||||||
| Date | Person whose relevant interest changed |
Nature of Change |
Considerati on given in relation to change |
Number of securities affected |
Class of securities |
Persons votes affected |
| 25/03/2021 | Regal Funds Management | Buy | 20000.00 | 50000 | Ordinary | 50000 |
| 28/06/2021 | Regal Funds Management | Buy | 4000002.00 | 3333335 | Ordinary | 3333335 |