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Cocrystal Pharma, Inc. Director's Dealing 2020

Jun 24, 2020

35066_dirs_2020-06-24_71637509-2798-4f6e-8df6-baf83a284958.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cocrystal Pharma, Inc. (COCP)
CIK: 0001412486
Period of Report: 2020-06-22

Reporting Person: Lee Sam (President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-22 Stock Options (Right to Buy) $1.33 A 100000 Acquired 2030-06-22 Common Stock (100000) Direct

Footnotes

F1: The stock options are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code.

F2: The stock options vest as follows: 50,000 stock options will vest on the one year anniversary of the grant date and the remaining 50,000 stock options will vest in eight equal quarterly increments with the first such quarterly increment vesting on September 30, 2021.