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Coca-Cola Consolidated, Inc. — Director's Dealing 2018
Mar 8, 2018
30596_dirs_2018-03-08_a9cf2ef0-57aa-420e-a949-d414a0e4c968.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COCA COLA BOTTLING CO CONSOLIDATED /DE/ (COKE)
CIK: 0000317540
Period of Report: 2018-03-06
Reporting Person: HARRISON J FRANK III (Director, Chairman and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-06 | Class B Common Stock | $ | A | 36800 | Acquired | Common Stock () | Direct | |
| 2018-03-06 | Class B Common Stock | $ | F | 16504 | Disposed | Common Stock () | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Common Stock () | 535178 | Indirect | |
| Class B Common Stock | $ | Common Stock () | 535178 | Indirect | |
| Class B Common Stock | $ | Common Stock () | 535178 | Indirect | |
| Class B Common Stock | $ | Common Stock () | 78596 | Indirect | |
| Class B Common Stock | $ | Common Stock () | 78595 | Indirect | |
| Class B Common Stock | $ | Common Stock () | 78595 | Indirect |
Footnotes
F1: Class B Common Stock is convertible into Common Stock, on a share-for-share basis, at any time at the option of the holder.
F2: Represents shares delivered upon the vesting of 36,800 performance-based restricted stock units.
F3: Immediately.
F4: None.
F5: Represents shares withheld to satisfy the reporting person's tax liability in connection with the vesting of 36,800 performance-based restricted stock units.
F6: Such shares are held directly by one of three family limited partnerships (the "Family LPs"). A family limited liability company (the "Family LLC") holds a general partnership interest in each of the Family LPs. A family trust, of which the reporting person is a co-trustee and beneficiary, holds a membership interest in the Family LLC. A residuary sub-trust, of which the reporting person is a co-trustee and beneficiary, also holds a membership interest in the Family LLC. Two residuary sub-trusts, each of which the reporting person is a co-trustee, also hold membership interests in the Family LLC. The reporting person disclaims beneficial ownership in all of these securities except to the extent of his pecuniary interest therein.
F7: Such shares are held directly by a sub-trust of which the reporting person is a co-trustee and beneficiary.
F8: Such shares are held directly by a sub-trust of which the reporting person is a co-trustee and certain family members are beneficiaries. The reporting person disclaims beneficial ownership in all of these securities except to the extent of his pecuniary interest therein.