AI assistant
COCA COLA CO — Director's Dealing 2014
Dec 10, 2014
29761_dirs_2014-12-10_b20171fe-9ad9-4977-b1fe-d589a70b11aa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COCA COLA CO (KO)
CIK: 0000021344
Period of Report: 2014-12-08
Reporting Person: TRIPODI JOSEPH V (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-08 | Common Stock, $.25 Par Value | M | 140000 | $29.0725 | Acquired | 229709 | Direct |
| 2014-12-08 | Common Stock, $.25 Par Value | M | 166500 | $21.60 | Acquired | 396209 | Direct |
| 2014-12-08 | Common Stock, $.25 Par Value | S | 306500 | $43.3955 | Disposed | 89709 | Direct |
| 2014-12-09 | Common Stock, $.25 Par Value | M | 75000 | $21.60 | Acquired | 164709 | Direct |
| 2014-12-09 | Common Stock, $.25 Par Value | S | 75000 | $41.9704 | Disposed | 89709 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-08 | Employee Stock Option (Right to Buy) | $29.0725 | M | 140000 | Disposed | 2018-02-20 | Common Stock, $.25 Par Value (140000) | Direct |
| 2014-12-08 | Employee Stock Option (Right to Buy) | $21.60 | M | 166500 | Disposed | 2019-02-18 | Common Stock, $.25 Par Value (166500) | Direct |
| 2014-12-09 | Employee Stock Option (Right to Buy) | $21.60 | M | 75000 | Disposed | 2019-02-18 | Common Stock, $.25 Par Value (75000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.25 Par Value | 1392 | Indirect |
| Common Stock, $.25 Par Value | 696 | Indirect |
| Common Stock, $.25 Par Value | 8944 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Hypothetical Shares | $ | Common Stock, $.25 Par Value (10007) | 10007 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 5, 2014.
F2: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $43.35 to $43.625. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $41.68 to $42.12. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Due to an administrative error in executing the transaction, the broker credited to the reporting person's account the difference between the weighted average sale price of the aggregate number of shares that were sold by the reporting person and $43.61 per share.
F4: These shares are held by trusts for the benefit of the reporting person's two children.
F5: These shares are held by a trust in which the reporting person is the trustee for the benefit of the reporting person's son.
F6: Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of December 5, 2014.
F7: Option (with tax withholding right) granted on February 21, 2008 under The Coca-Cola Company 1999 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date.
F8: Option (with tax withholding right) granted on February 19, 2009 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date.
F9: Each hypothetical share is equal to one share of Common Stock of The Coca-Cola Company.
F10: There is no data applicable with respect to the hypothetical shares.
F11: As of December 5, 2014.