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CNX Resources Corp — Director's Dealing 2018
May 11, 2018
31089_dirs_2018-05-11_bb7dff9c-1133-4c03-985e-942ae2cff42d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CNX Resources Corp (CNX)
CIK: 0001070412
Period of Report: 2018-05-09
Reporting Person: Thorndike William N Jr (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-09 | Common shares, $0.01 par value per share | A | 28940 | — | Acquired | 160096 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-09 | Stock Option (right to buy) | $15.55 | A | 7693 | Acquired | 2028-05-09 | Common shares, $0.01 par value per share (7693.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 35000 | Indirect |
| Common shares, $0.01 par value per share | 50000 | Indirect |
Footnotes
F1: Of the 160,096 shares owned directly, 16,893 are deferred stock units, 33,756 are deferred shares and 29,447 are restricted stock units (including dividend equivalent rights).
F2: The shares being reported were purchased by The W. Nicholas and Joan I. Thorndike 1998 Trust for William N. Thorndike, Jr. U/I dtd 12/22/98, in which the reporting person shares voting and investment power.
F3: The reporting person may be deemed to have a pecuniary interest with respect to the 50,000 shares held in the third party account. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purpose of Section 16 or for any other purpose.
F4: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.