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CNX Resources Corp — Director's Dealing 2017
Feb 2, 2017
31089_dirs_2017-02-01_171814d6-d0bd-4812-9103-3e82693e8607.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2017-01-30
Reporting Person: DEIULIIS N J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-31 | Common shares, $0.01 par value per share | G | 69526 | — | Acquired | 290020 | Direct |
| 2016-06-14 | Common shares, $0.01 par value per share | G | 3029 | — | Disposed | 0 | Indirect |
| 2016-03-04 | Common shares, $0.01 par value per share | G | 30000 | — | Disposed | 0 | Indirect |
| 2016-11-14 | Common shares, $0.01 par value per share | G | 22919 | — | Disposed | 77081 | Indirect |
| 2016-08-12 | Common shares, $0.01 par value per share | G | 13578 | — | Disposed | 26494 | Indirect |
| 2017-01-31 | Common shares, $0.01 par value per share | A | 159387 | — | Acquired | 449407 | Direct |
| 2017-01-30 | Common shares, $0.01 par value per share | F | 14409 | $18.30 | Disposed | 434998 | Direct |
| 2017-01-31 | Common shares, $0.01 par value per share | F | 6121 | $16.94 | Disposed | 428877 | Direct |
| 2017-01-31 | Common shares, $0.01 par value per share | A | 166244 | — | Acquired | 595121 | Direct |
| 2017-01-31 | Common shares, $0.01 par value per share | F | 76506 | $16.94 | Disposed | 518615 | Direct |
| 2017-01-31 | Common shares, $0.01 par value per share | A | 60142 | — | Acquired | 578757 | Direct |
| 2017-01-31 | Common shares, $0.01 par value per share | F | 27678 | $16.94 | Disposed | 551079 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 30000 | Indirect |
| Common shares, $0.01 par value per share | 1098 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
F2: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.
F3: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.
F4: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.
F5: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.
F6: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2014-2016 performance period.
F7: Of the 551,079 shares held directly, 190,694 are restricted stock units (including dividend equivalent rights).