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CNX Resources Corp — Director's Dealing 2017
Feb 2, 2017
31089_dirs_2017-02-01_e9ad8e94-16ce-4384-8c7a-01b28a84ed82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2017-01-30
Reporting Person: Brock James A (EVP & Chief Op. Officer - Coal)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-30 | Common shares, $0.01 par value per share | F | 1325 | $18.30 | Disposed | 41644 | Direct |
| 2017-01-31 | Common shares, $0.01 par value per share | F | 1259 | $16.94 | Disposed | 40385 | Direct |
| 2017-01-31 | Common shares, $0.01 par value per share | A | 27708 | — | Acquired | 68093 | Direct |
| 2017-01-31 | Common shares, $0.01 par value per share | F | 13426 | $16.94 | Disposed | 54667 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 27276 | Indirect |
Footnotes
F1: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.
F2: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.
F3: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.
F4: Of the 54,667 shares held directly, 14,805 are restricted stock units (including dividend equivalent rights).
F5: This number includes 3,211 shares acquired by the reporting person's 401(k) account since 3/7/2016.