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CNX Resources Corp — Director's Dealing 2015
Feb 4, 2015
31089_dirs_2015-02-03_ab5cde7d-3f1b-4f80-b71d-0323e6dab985.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2013-12-06
Reporting Person: HARVEY J BRETT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-30 | Common shares, $0.01 par value per share | A | 334324 | — | Acquired | 988723 | Direct |
| 2015-01-30 | Common shares, $0.01 par value per share | F | 153856 | $28.95 | Disposed | 834867 | Direct |
| 2015-01-30 | Common shares, $0.01 par value per share | F | 12398 | $28.95 | Disposed | 822469 | Direct |
| 2014-12-09 | Common shares, $0.01 par value per share | G | 7668 | — | Disposed | 814801 | Direct |
| 2014-12-03 | Common shares, $0.01 par value per share | G | 27714 | — | Acquired | 179314 | Indirect |
| 2013-12-06 | Common shares, $0.01 par value per share | G | 21608 | — | Acquired | 200922 | Indirect |
| 2014-12-03 | Common shares, $0.01 par value per share | G | 35089 | — | Disposed | 0 | Indirect |
| 2013-12-06 | Common shares, $0.01 par value per share | G | 21608 | — | Disposed | 0 | Indirect |
| 2014-12-03 | Common shares, $0.01 par value per share | G | 2457 | — | Acquired | 12837 | Indirect |
| 2014-12-03 | Common shares, $0.01 par value per share | G | 2459 | — | Acquired | 12838 | Indirect |
| 2014-12-03 | Common shares, $0.01 par value per share | G | 2459 | — | Acquired | 12839 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 2000 | Indirect |
| Common shares, $0.01 par value per share | 22256 | Indirect |
| Common shares, $0.01 par value per share | 20208 | Indirect |
| Common shares, $0.01 par value per share | 50996 | Indirect |
Footnotes
F1: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2012-2014 performance period.
F2: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.
F3: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.
F4: Of the 814,801 shares owned directly, 77,197 are restricted stock units and deferred shares (including dividend equivalent rights).
F5: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees.
F6: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees.
F7: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
F8: This number includes 531 shares acquired by the reporting person's 401 (K) account since 12/04/2014.