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CNX Resources Corp — Director's Dealing 2015
Apr 29, 2015
31089_dirs_2015-04-29_213880da-290a-468b-88c6-1f173311b476.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2015-04-27
Reporting Person: Brock James A (Chief Operating Officer - Coal)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-27 | Common shares, $0.01 par value per share | M | 1104 | $22.75 | Acquired | 46337 | Direct |
| 2015-04-27 | Common shares, $0.01 par value per share | S | 1104 | $29.96 | Disposed | 45233 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-27 | Stock Option (right to buy) | $22.75 | M | 1104 | Disposed | 2015-05-03 | Common shares, $0.01 par value per share (1104) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 19730 | Indirect |
Footnotes
F1: Transaction effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2015.
F2: The sale relates to shares underlying stock options that are scheduled to expire next month (May 3, 2015). The price of $29.96 represents the weighted average of ten open-market sale transactions ranging in price from $29.67 to $30.30. The reporting person agrees to provide full information regarding the number of shares sold at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.
F3: Of the 45,233 shares owned directly, 28,820 are restricted stock units (including dividend equivalent rights).
F4: This number includes 582 shares acquired by the reporting person's 401 (k) account since February 3, 2015.
F5: Stock option grant provides that options vest 25% per year beginning on May 3, 2006.