Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CNX Resources Corp Director's Dealing 2014

Mar 5, 2014

31089_dirs_2014-03-04_52b3bff7-b09f-4089-aabf-1e45fc5d9de5.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2014-02-05

Reporting Person: HARVEY J BRETT (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-05 Common shares, $0.01 par value per share G 20208 Disposed 0 Indirect
2014-02-05 Common shares, $0.01 par value per share G 20208 Acquired 126760 Indirect
2014-02-18 Common shares, $0.01 par value per share G 20208 Disposed 106552 Indirect
2014-02-18 Common shares, $0.01 par value per share G 20208 Acquired 20208 Indirect
2014-02-28 Common shares, $0.01 par value per share A 161 Acquired 623242 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common shares, $0.01 par value per share 2000 Indirect
Common shares, $0.01 par value per share 9481 Indirect
Common shares, $0.01 par value per share 9481 Indirect
Common shares, $0.01 par value per share 9481 Indirect
Common shares, $0.01 par value per share 21608 Indirect
Common shares, $0.01 par value per share 35760 Indirect
Common shares, $0.01 par value per share 35089 Indirect
Common shares, $0.01 par value per share 34240 Indirect
Common shares, $0.01 par value per share 49280 Indirect

Footnotes

F1: Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.

F2: Of the 623,242 shares owned directly, 103,657 are restricted stock units and deferred shares (including dividend equivalent rights).

F3: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees.

F4: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees.

F5: The reporting person disclaims benefical ownership of these securities, and this report shall not be deemed an admission that the reporting person is the benefical owner of the securities for the purposes of Section 16 or for any other purpose.

F6: This number includes 318 shares acquired by the reporting person's 401 (k) account since February 4, 2014.