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CNX Resources Corp — Director's Dealing 2014
Mar 5, 2014
31089_dirs_2014-03-04_52b3bff7-b09f-4089-aabf-1e45fc5d9de5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2014-02-05
Reporting Person: HARVEY J BRETT (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-05 | Common shares, $0.01 par value per share | G | 20208 | — | Disposed | 0 | Indirect |
| 2014-02-05 | Common shares, $0.01 par value per share | G | 20208 | — | Acquired | 126760 | Indirect |
| 2014-02-18 | Common shares, $0.01 par value per share | G | 20208 | — | Disposed | 106552 | Indirect |
| 2014-02-18 | Common shares, $0.01 par value per share | G | 20208 | — | Acquired | 20208 | Indirect |
| 2014-02-28 | Common shares, $0.01 par value per share | A | 161 | — | Acquired | 623242 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 2000 | Indirect |
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 21608 | Indirect |
| Common shares, $0.01 par value per share | 35760 | Indirect |
| Common shares, $0.01 par value per share | 35089 | Indirect |
| Common shares, $0.01 par value per share | 34240 | Indirect |
| Common shares, $0.01 par value per share | 49280 | Indirect |
Footnotes
F1: Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
F2: Of the 623,242 shares owned directly, 103,657 are restricted stock units and deferred shares (including dividend equivalent rights).
F3: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees.
F4: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees.
F5: The reporting person disclaims benefical ownership of these securities, and this report shall not be deemed an admission that the reporting person is the benefical owner of the securities for the purposes of Section 16 or for any other purpose.
F6: This number includes 318 shares acquired by the reporting person's 401 (k) account since February 4, 2014.