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CNX Resources Corp — Director's Dealing 2014
Sep 5, 2014
31089_dirs_2014-09-04_8d934e6f-e459-4807-b878-74ee451e8b24.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2014-09-02
Reporting Person: HARVEY J BRETT (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-02 | Common shares, $0.01 par value per share | A | 161 | — | Acquired | 654225 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 2000 | Indirect |
| Common shares, $0.01 par value per share | 151600 | Indirect |
| Common shares, $0.01 par value per share | 21608 | Indirect |
| Common shares, $0.01 par value per share | 35089 | Indirect |
| Common shares, $0.01 par value per share | 22256 | Indirect |
| Common shares, $0.01 par value per share | 20208 | Indirect |
| Common shares, $0.01 par value per share | 10379 | Indirect |
| Common shares, $0.01 par value per share | 10380 | Indirect |
| Common shares, $0.01 par value per share | 10380 | Indirect |
| Common shares, $0.01 par value per share | 50196 | Indirect |
Footnotes
F1: Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
F2: Of the 654,225 shares owned directly, 103,963 are restricted stock units and deferred shares (including dividend equivalent rights).
F3: Shares held in Mrs. Harvey's Amended and Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees.
F4: Shares held in Mr. Harvey's Amended and Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees.
F5: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the benefical owner of the securities for the puroposes of Section 16 or for any other purposes.
F6: This number includes 322 shares acquired by the reporting person's 401 (k) account since June 3, 2014.