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CNX Resources Corp — Director's Dealing 2013
Feb 21, 2013
31089_dirs_2013-02-21_6f79e3db-1a2a-4986-ade6-2fde5afc3d6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2013-02-19
Reporting Person: HARVEY J BRETT (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-19 | Common Shares, $0.01 par value per share | F | 3204 | $34.38 | Disposed | 390958 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $0.01 par value per share | 56753 | Indirect |
| Common Shares, $0.01 par value per share | 2000 | Indirect |
| Common Shares, $0.01 par value per share | 9481 | Indirect |
| Common Shares, $0.01 par value per share | 9481 | Indirect |
| Common Shares, $0.01 par value per share | 9481 | Indirect |
| Common Shares, $0.01 par value per share | 21608 | Indirect |
| Common Shares, $0.01 par value per share | 45096 | Indirect |
| Common Shares, $0.01 par value per share | 70000 | Indirect |
| Common Shares, $0.01 par value per share | 60000 | Indirect |
| Common Shares, $0.01 par value per share | 46876 | Indirect |
Footnotes
F1: Represents shares withheld to satisfy the reporting person's tax liablity resulting from the vesting of restricted stock units previously granted to him.
F2: Of the 390,958 shares held directly, 22,930 shares are deferred shares (including dividend equivalent rights).
F3: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F4: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F5: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the benefical owner of the securities for the purposes of Section 16 or for any other purpose.
F6: This number includes 148 shares acquired by the reporting person's 401 (k) account since February 8, 2013.