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CNX Resources Corp — Director's Dealing 2013
May 29, 2013
31089_dirs_2013-05-29_04378fe0-ea7a-4658-a99f-9fade6bd775e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2013-04-10
Reporting Person: HARVEY J BRETT (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-10 | Common shares, $0.01 par value per share | G | 34240 | — | Disposed | 35760 | Indirect |
| 2013-05-24 | Common shares, $0.01 par value per share | A | 80 | — | Acquired | 391038 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 56753 | Indirect |
| Common shares, $0.01 par value per share | 2000 | Indirect |
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 21608 | Indirect |
| Common shares, $0.01 par value per share | 45096 | Indirect |
| Common shares, $0.01 par value per share | 60000 | Indirect |
| Common shares, $0.01 par value per share | 34240 | Indirect |
| Common shares, $0.01 par value per share | 47786 | Indirect |
Footnotes
F1: Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
F2: Of the 391,038 shares owned directly, 23,010 are restricted stock units and deferred shares (including dividend equivalent rights).
F3: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees.
F4: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees.
F5: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
F6: This number includes 910 shares acquired by the reporting person's 401 (k) account since February 21, 2013.