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CNX Resources Corp — Director's Dealing 2013
Feb 4, 2013
31089_dirs_2013-02-04_b690871f-b6c9-4d61-9109-c212cf106911.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2013-01-31
Reporting Person: Pusateri Robert F (EVP - Energy Sales & Transport)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-31 | Common shares, $0.01 par value per share | A | 3662 | — | Acquired | 37257 | Direct |
| 2013-01-31 | Common shares, $0.01 par value per share | F | 1151 | $31.34 | Disposed | 36106 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-31 | Stock Option (right to buy) | $45.05 | A | 7602 | Acquired | 2020-06-15 | Common shares, $0.01 par value per share (7602) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 2700 | Indirect |
Footnotes
F1: Represents vesting and settlement of performance share units previously granted under the Long Term Incentive Program for the 2010-2012 performance period.
F2: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.
F3: Of the 36,106 shares owned directly, 12,401 are restricted stock units (including dividend equivalent rights).
F4: On June 15, 2010, the reporting person was granted an option to purchase up to 60,819 shares of common stock. The option generally vests in four annual installments based on the Issuer's achievement of certain performance criteria for each of the fiscal years ending December 31, 2010, 2011, 2012 and 2013. Half of the performance critera for 2012 were met, resulting in vesting of the option as to 7,602 shares. The total number of options vested since the grant date are 38,010.