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CNX Resources Corp — Director's Dealing 2013
Feb 12, 2013
31089_dirs_2013-02-12_cefc83f0-bd50-4f9c-8941-ddefd4772ad6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2013-02-08
Reporting Person: HARVEY J BRETT (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-08 | Common Shares, $0.01 par value per share | F | 4604 | $31.73 | Disposed | 394162 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $0.01 par value per share | 56753 | Indirect |
| Common Shares, $0.01 par value per share | 2000 | Indirect |
| Common Shares, $0.01 par value per share | 9481 | Indirect |
| Common Shares, $0.01 par value per share | 9481 | Indirect |
| Common Shares, $0.01 par value per share | 9481 | Indirect |
| Common Shares, $0.01 par value per share | 21608 | Indirect |
| Common Shares, $0.01 par value per share | 45096 | Indirect |
| Common Shares, $0.01 par value per share | 70000 | Indirect |
| Common Shares, $0.01 par value per share | 60000 | Indirect |
| Common Shares, $0.01 par value per share | 46728 | Indirect |
Footnotes
F1: Represents additional shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported.
F2: Of the 394,162 shares owned directly, 29,892 are restricted stock units and deferred shares (including dividend equivalent rights). An upward adjustment of one share was made to the total number of shares beneficially owned by the reporting person. The adjustment was made to reconcile a discrepancy between what was reported previously and the actual number of shares as determined by a recent review of the Company's records. It is believed that the discrepancy in the number reported is a result of rounding.
F3: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F4: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F5: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.