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CNX Resources Corp — Director's Dealing 2013
Jan 2, 2013
31089_dirs_2013-01-02_eb28a903-7245-4d8a-95fe-0152ce3d462e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2013-01-01
Reporting Person: Johnson Stephen W (EVP & Chief Legal/Corp Affairs)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value per share | 70172 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $27.90 | 2019-02-17 | Common Stock, $0.01 par value per share (18806) | Direct | |
| Stock Option (right to buy) | $50.50 | 2020-02-16 | Common Stock, $0.01 par value per share (12193) | Direct | |
| Stock Option (right to buy) | $45.05 | 2020-06-15 | Common Stock, $0.01 par value per share (30408) | Direct | |
| Stock Option (right to buy) | $48.61 | 2021-02-23 | Common Stock, $0.01 par value per share (13722) | Direct | |
| Stock Option (right to buy) | $35.82 | 2022-03-01 | Common Stock, $0.01 par value per share (20219) | Direct |
Footnotes
F1: Of the 70,172 shares owned directly, 13,656 are restricted stock units including dividend equivalent rights.
F2: These options are currently exercisable in full.
F3: Stock option provides that options will vest one third per year beginning on February 16, 2011.
F4: On June 15, 2010, the reporting person was granted an option to purchase up to 60,819 shares of common stock. The option generally vests in four annual installments based on the Issuer's achievement of certain performance criteria for each of the fiscal years ending December 31, 2010, 2011, 2012 and 2013. The performance criteria for 2010 and 2011 were met, resulting in vesting of the option as to 30,408 shares.
F5: Stock option provides that options will vest one third per year beginning on February 23, 2012.
F6: Stock option provides that options will vest one third per year beginning on March 1, 2013.