CNX Resources Corp — Director's Dealing 2013

Feb 4, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2013-01-31

Reporting Person: HARVEY J BRETT (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-01-31	Common shares, $0.01 par value per share	A	101332	—	Acquired	440737	Direct
2013-01-31	Common shares, $0.01 par value per share	F	41972	$31.34	Disposed	398765	Direct
2013-01-07	Common shares, $0.01 par value per share	G	27904	—	Disposed	0	Indirect
2013-01-07	Common shares, $0.01 par value per share	G	27904	—	Acquired	56753	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-01-31	Stock Option (right to buy)	$45.05	A	30409	Acquired	2020-06-15	Common shares, $0.01 par value per share (30409)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common shares, $0.01 par value per share	9481	Indirect
Common shares, $0.01 par value per share	9481	Indirect
Common shares, $0.01 par value per share	9481	Indirect
Common shares, $0.01 par value per share	2000	Indirect
Common shares, $0.01 par value per share	21608	Indirect
Common shares, $0.01 par value per share	45096	Indirect
Common shares, $0.01 par value per share	70000	Indirect
Common shares, $0.01 par value per share	60000	Indirect
Common shares, $0.01 par value per share	46728	Indirect

Footnotes

F1: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2010-2012 performance period.

F2: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

F3: Of the 398,765 shares owned directly, 29,892 are restricted stock units and deferred shares (including dividend equivalent rights).

F4: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.

F5: The reporting person disclaims benefical ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

F6: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.

F7: This number includes 294 shares aquired by the reporting person's 401(k) account since January 2, 2013.

F8: On June 15, 2010, the reporting person was granted an option to purchase up to 243,273 shares of common stock. The option generally vests in four annual installments based on the Issuer's achievement of certain performance criteria for each of the fiscal years ending December 31, 2010, 2011, 2012 and 2013. Half of the performance criteria for 2012 were met, resulting in the vesting of the option as to 30,409 shares. The total number of options vested since the grant date are 152,045.