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CNX Resources Corp — Director's Dealing 2012
Nov 5, 2012
31089_dirs_2012-11-05_c7bcba35-46c8-4c0b-a0e5-cd46cda3654c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2012-11-01
Reporting Person: LYONS WILLIAM J (Exec. VP & C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-01 | Common shares, $0.01 par value per share | M | 38000 | $8.60 | Acquired | 157726 | Direct |
| 2012-11-01 | Common shares, $0.01 par value per share | M | 200 | $8.60 | Disposed | 157926 | Direct |
| 2012-11-01 | Common shares, $0.01 par value per share | F | 20829 | $36.53 | Disposed | 137097 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-01 | Stock Option (right to buy) | $8.60 | M | 38000 | Disposed | 2013-04-30 | Common shares, $0.01 par value per share (38000) | Direct |
| 2012-11-01 | Stock Option (right to buy) | $8.60 | M | 200 | Disposed | 2013-04-30 | Common shares, $0.01 par value per share (200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 11566 | Indirect |
Footnotes
F1: Of the 137,097 shares owned directly, 51,199 are restricted stock units and deferred shares (including dividend equivalent rights).
F2: This number includes 10 shares acquired by the reporting person's 401(k) account since August 28, 2012.
F3: Stock option grant provides that options vest 25% per year beginning on April 30, 2004.
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