CNX Resources Corp — Director's Dealing 2012

Dec 13, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2012-12-11

Reporting Person: HARVEY J BRETT (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-12-11	Common shares, $0.01 par value per share	M	133540	$15.39	Acquired	438424	Direct
2012-12-11	Common shares, $0.01 par value per share	M	200	$15.39	Acquired	438624	Direct
2012-12-11	Common shares, $0.01 par value per share	F	90382	$33.83	Disposed	348242	Direct
2012-12-12	Common shares, $0.01 par value per share	G	3018	—	Disposed	345224	Direct
2012-12-06	Common shares, $0.01 par value per share	G	28849	—	Disposed	21608	Indirect
2012-12-06	Common shares, $0.01 par value per share	G	28849	—	Acquired	28849	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-12-11	Stock Option (right to buy)	$15.39	M	133540	Disposed	2014-04-27	Common shares, $0.01 par value per share (133540)	Direct
2012-12-11	Stock Option (right to buy)	$15.39	M	200	Disposed	2014-04-27	Common shares, $0.01 par value per share (200)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common shares, $0.01 par value per share	9481	Indirect
Common shares, $0.01 par value per share	9481	Indirect
Common shares, $0.01 par value per share	9481	Indirect
Common shares, $0.01 par value per share	2000	Indirect
Common shares, $0.01 par value per share	27904	Indirect
Common shares, $0.01 par value per share	45096	Indirect
Common shares, $0.01 par value per share	70000	Indirect
Common shares, $0.01 par value per share	60000	Indirect
Common shares, $0.01 par value per share	46253	Indirect

Footnotes

F1: Of the 345,224 shares owned directly, 29,776 are restricted stock units and deferred shares (including dividend equivalent rights).

F2: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.

F3: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed fan admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose.

F4: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.

F5: Stock option grant provides that options vest 25% per year beginning on April 27, 2005.