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CNX Resources Corp — Director's Dealing 2012
Feb 14, 2012
31089_dirs_2012-02-14_dbd7344e-1cc7-4b3a-8010-a98f940ea668.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2012-01-05
Reporting Person: HARVEY J BRETT (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-05 | Common Shares, $0.01 par value per share | G | 45096 | — | Disposed | 27904 | Indirect |
| 2012-01-05 | Common Shares, $0.01 par value per share | G | 45096 | — | Acquired | 45096 | Indirect |
| 2012-02-02 | Common Shares, $0.01 par value per share | G | 45096 | — | Disposed | 0 | Indirect |
| 2012-02-02 | Common Shares, $0.01 par value per share | G | 45096 | — | Acquired | 45096 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, $0.01 par value per share | 251936 | Direct |
| Common Shares, $0.01 par value per share | 50457 | Indirect |
| Common Shares, $0.01 par value per share | 2000 | Indirect |
| Common Shares, $0.01 par value per share | 9481 | Indirect |
| Common Shares, $0.01 par value per share | 9481 | Indirect |
| Common Shares, $0.01 par value per share | 9481 | Indirect |
| Common Shares, $0.01 par value per share | 44306 | Indirect |
Footnotes
F1: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F2: Of the 251,936 shares owned directly, 48,438 are restricted stock units and deferred shares (including dividend equivalent rights).
F3: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F4: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
F5: This number includes 427 shares acquired by the reporting person's 401(k) account since December 31, 2011.