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CNX Resources Corp — Director's Dealing 2012
Aug 28, 2012
31089_dirs_2012-08-28_f931e643-32fc-4ac5-8b43-3d2a6fe37678.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2012-08-24
Reporting Person: HARVEY J BRETT (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-24 | Common shares, $0.01 par value per share | A | 112 | — | Acquired | 255537 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 2000 | Indirect |
| Common shares, $0.01 par value per share | 27904 | Indirect |
| Common shares, $0.01 par value per share | 50457 | Indirect |
| Common shares, $0.01 par value per share | 45096 | Indirect |
| Common shares, $0.01 par value per share | 70000 | Indirect |
| Common shares, $0.01 par value per share | 46070 | Indirect |
Footnotes
F1: Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
F2: Of the 255,537 shares owned directly, 29,663 are restricted stock units and deferred shares (including dividend equivalent rights). An adjustment of four additional shares has been made to the total number of shares and restricted stock units directly held by the reporting person. The adjustment is being made to reconcile minor discrepancies in prior calculations.
F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F5: This number includes 715 shares acquired by the reporting person's 401(k) account since May 30, 2012.