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CNX Resources Corp — Director's Dealing 2011
Nov 29, 2011
31089_dirs_2011-11-29_a2f7acd1-afdd-4be1-ac6b-cd41c0979615.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2011-11-25
Reporting Person: WHITMIRE JOHN L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-25 | Common shares, $0.01 par value per share | A | 71 | — | Acquired | 40797 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-25 | Phantom Stock (including dividend equivalent rights) | $0 | A | 124 | Acquired | 2011-11-25 | Common shares, $0.01 par value per share (124) | Direct |
Footnotes
F1: Represents dividend equivalent rights earned under the Equity Incentive Plan.
F2: Of the 40,797 shares owned directly, 10,913 are deferred stock units and 20,606 are restricted stock units and deferred shares (including dividend equivalent rights).
F3: This amount does not include 35,364 shares of phantom stock held in a Deferred Compensation Plan.
F4: Represents dividend equivalent rigths earned under the Deferred Compensation Plan as part of a grant of phantom stock. Each dividend equivalent right is the economic equivalent of one share of common stock, $0.01 par value per share, of CONSOL Energy Inc.
F5: Represents the number of shares of phantom stock held under the Deferred Compensation Plan, each of which is settled in cash.