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CNX Resources Corp — Director's Dealing 2011
Mar 2, 2011
31089_dirs_2011-03-02_a8308a89-717f-4eba-a734-52db3666b69e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2011-02-28
Reporting Person: HARVEY J BRETT (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-28 | Common shares, $0.01 par value per share | M | 200 | $15.09 | Acquired | 254463 | Direct |
| 2011-02-28 | Common shares, $0.01 par value per share | S | 200 | $50 | Disposed | 254263 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-28 | Stock Option (right to buy) | $15.09 | M | 200 | Disposed | 2011-03-01 | Common shares, $0.01 par value per share (200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 9481 | Indirect |
| Common shares, $0.01 par value per share | 13848 | Indirect |
| Common shares, $0.01 par value per share | 2000 | Indirect |
| Common shares, $0.01 par value per share | 73000 | Indirect |
| Common shares, $0.01 par value per share | 42749 | Indirect |
Footnotes
F1: Transaction effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2010.
F2: Of the 254,263 shares owned directly, 48,051 are restricted stock units including dividend equivalent rights.
F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
F4: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F5: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.