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CNX Resources Corp — Director's Dealing 2011
Nov 29, 2011
31089_dirs_2011-11-29_5a25d436-8942-40dd-b314-352b66ebc359.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2011-11-25
Reporting Person: HARVEY J BRETT (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-25 | Common shares, $0.01 value per share | A | 170 | — | Acquired | 292203 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 value per share | 73000 | Indirect |
| Common shares, $0.01 value per share | 12904 | Indirect |
| Common shares, $0.01 value per share | 2000 | Indirect |
| Common shares, $0.01 value per share | 9481 | Indirect |
| Common shares, $0.01 value per share | 9481 | Indirect |
| Common shares, $0.01 value per share | 9481 | Indirect |
| Common shares, $0.01 value per share | 43879 | Indirect |
Footnotes
F1: Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
F2: Of the 292,203 shares owned directly, 48,438 are restricted stock units and deferred shares (including dividend equivalent rights).
F3: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F4: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F5: The reporting person disclaims beneficial ownership of these securities and this reort shall not be deemed an admission that the reorting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
F6: This number includes 153 shares acquired by the reporting person's 401(k) account since August 22, 2011.