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CNX Resources Corp — Director's Dealing 2010
Nov 24, 2010
31089_dirs_2010-11-24_3e0517d7-1d87-4969-8886-34b47c1e0d50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2010-11-23
Reporting Person: HARVEY J BRETT (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-23 | Common shares, $0.01 pr value per share | M | 200000 | $13.265 | Acquired | 366106 | Direct |
| 2010-11-23 | Common shares, $0.01 pr value per share | F | 119002 | $41.57 | Disposed | 247104 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-23 | Stock Option (right to buy) | $13.265 | M | 200000 | Disposed | 2011-10-25 | Common shares, $0.01 pr value per share (200000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 pr value per share | 69863 | Indirect |
| Common shares, $0.01 pr value per share | 47697 | Indirect |
| Common shares, $0.01 pr value per share | 2000 | Indirect |
| Common shares, $0.01 pr value per share | 42248 | Indirect |
Footnotes
F1: Represents shares withheld to pay the exercise price of the stock option and shares withheld to satisfy the reporting person's tax liability in connection with the exercise of the option.
F2: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F3: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F4: Stock option grant provides that options vest 25% per year beginning on October 25, 2002.