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CNX Resources Corp — Director's Dealing 2010
Feb 23, 2010
31089_dirs_2010-02-23_c043ecf4-264a-4dc5-953f-2cb5ab93a8ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOL Energy Inc (CNX)
CIK: 0001070412
Period of Report: 2010-02-19
Reporting Person: HARVEY J BRETT (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-19 | Common shares, $0.01 par value per share | A | 192 | — | Acquired | 159365 | Direct |
| 2010-02-19 | Common shares, $0.01 par value per share | A | 20036 | — | Acquired | 179401 | Direct |
| 2010-02-19 | Common shares, $0.01 par value per share | F | 9961 | $49.91 | Disposed | 169440 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-19 | Stock Option (right to buy) | $49.91 | A | 132373 | Acquired | 2020-02-19 | Common shares, $0.01 par value per share (132373) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares, $0.01 par value per share | 72014 | Indirect |
| Common shares, $0.01 par value per share | 47697 | Indirect |
| Common shares, $0.01 par value per share | 2000 | Indirect |
| Common shares, $0.01 par value per share | 41021 | Indirect |
Footnotes
F1: Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
F2: Grant of restricted stock units, which vest over a period of three years, under the Company's Equity Incentive Plan.
F3: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.
F4: Of the 169,440 shares owned directly, 80,188 are restricted stock units including dividend equivalent rights.
F5: Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F6: Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
F7: This number includes 82 shares acquired by the reporting person's 401(k) account since February 16, 2010.
F8: Stock Option grant provides that options will vest 1/3 per year beginning on February 19, 2011.