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CNS Pharmaceuticals, Inc. — Director's Dealing 2019
Nov 8, 2019
35399_dirs_2019-11-08_fa41816a-8d6a-43ed-8cac-bf612e2ef6dd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CNS Pharmaceuticals, Inc. (CNSP)
CIK: 0001729427
Period of Report: 2019-11-07
Reporting Person: Climaco John M (Director, Chief Executive Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 900000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to purchase common stock (right to buy) | $2.00 | 2029-06-28 | Common Stock (439500) | Direct |
Footnotes
F1: The issuer has the right to repurchase from the reporting person, at a purchase price of $0.01 per share, a pro rata portion of 50% of the shares based on the portion of the three-year term remaining in the reporting person's employment term, which was executed on September 1, 2017.
F2: The options set forth in this table vest in four equal annual installments succeeding the issuance date, or June 28, 2019, subject to the grantee's continued service to the Company on each vesting date.
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