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CNO Financial Group, Inc. — Director's Dealing 2021
Feb 18, 2021
31198_dirs_2021-02-18_ff524924-238f-46aa-a225-6c20ad18b2b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CNO Financial Group, Inc. (CNO)
CIK: 0001224608
Period of Report: 2021-02-16
Reporting Person: Franzese Yvonne K (EVP and Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | A | 13610 | $22.97 | Acquired | 43513 | Direct |
| 2021-02-16 | Common Stock | F | 1544 | $22.97 | Disposed | 41969 | Direct |
| 2021-02-16 | Restricted Stock Units | A | 12600 | $22.97 | Acquired | 54569 | Direct |
| 2021-02-16 | Restricted Stock Units | F | 241 | $22.97 | Disposed | 54328 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
Footnotes
F1: These shares were acquired or deferred upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period.
F2: Shares were surrendered to the Issuer to cover required tax withholding on performance share units.
F3: Restricted stock units convert into common stock on a one-for-one basis.
F4: The restricted stock units vest in three equal annual installments beginning March 25, 2022.
F5: Shares were surrendered to the Issuer to cover required tax withholding on restricted stock units.