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CNO Financial Group, Inc. — Director's Dealing 2021
Mar 1, 2021
31198_dirs_2021-03-01_814969e3-7037-4538-bd0e-a6a50859b4a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CNO Financial Group, Inc. (CNO)
CIK: 0001224608
Period of Report: 2021-02-25
Reporting Person: JOHNSON ERIC R (EVP, Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-25 | Common Stock | M | 43470 | $19.15 | Acquired | 547973 | Direct |
| 2021-02-25 | Common Stock | S | 42630 | $24.6316 | Disposed | 505343 | Direct |
| 2021-02-25 | Common Stock | S | 840 | $25.3164 | Disposed | 504503 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-25 | Employee Stock Option (right to buy) | $19.15 | M | 43470 | Disposed | 2021-03-20 | Common Stock (43470) | Direct |
Footnotes
F1: Sales at prices ranging from $24.29 per share to $25.27 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.
F2: Sales at prices ranging from $25.29 per share to $25.36 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.
F3: One-half of these options vested on March 20, 2016 and one-half vested on March 20, 2017.