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CNO Financial Group, Inc. Director's Dealing 2021

Mar 1, 2021

31198_dirs_2021-03-01_aacc2aa4-d90f-4fc6-827f-c98fb7486c76.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CNO Financial Group, Inc. (CNO)
CIK: 0001224608
Period of Report: 2021-02-25

Reporting Person: Baude Bruce K. (EVP, Chief Ops & Tech Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-25 Common Stock M 51290 $16.42 Acquired 194252 Direct
2021-02-25 Common Stock S 49372 $24.6319 Disposed 144880 Direct
2021-02-25 Common Stock S 1918 $25.4653 Disposed 142962 Direct
2021-02-25 Common Stock S 11201 $25.0155 Disposed 131761 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-25 Employee Stock Option (right to buy) $16.42 M 51290 Disposed 2025-02-25 Common Stock (51290) Direct

Footnotes

F1: Sales at prices ranging from $24.29 per share to $25.27 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

F2: Sales at prices ranging from $25.29 per share to $25.53 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

F3: Sales at prices ranging from $24.62 per share to $25.62 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

F4: One-half of these options vested on February 25, 2017 and one-half vested on February 25, 2018.