CNA FINANCIAL CORP — Director's Dealing 2019

Mar 19, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2019-03-15

Reporting Person: Robusto Dino (Director, Chairman & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-15	Common Stock	A	92942	—	Acquired	235219	Direct
2019-03-18	Common Stock	A	68259	$43.95	Acquired	303478	Direct

Footnotes

F1: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 92,942 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2: The Reporting Person received the Issuer's shares at no cost.

F3: Pursuant to a Stock Award Agreement between the Issuer and the Reporting Person dated March 18, 2019, such shares of the Issuer's common stock were issued in accordance with the Issuer's Incentive Compensation Plan and in satisfaction of certain provisions in the Employment Agreement between the Company and the Reporting Person dated as of November 13, 2015. The award shares will cliff vest on December 31, 2019, with no further restrictions.