CNA FINANCIAL CORP — Director's Dealing 2018

Feb 20, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2018-02-15

Reporting Person: Haefner Larry A. (EVP & Chief Actuary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-15	Common Stock	M	7457	$53.20	Acquired	42460	Direct
2018-02-15	Common Stock	S	7457	$53.25	Disposed	35003	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-02-15	Stock Appreciation Rights	$26.75	M	15000	Disposed	2018-04-30	Common Stock (15000.0)	Direct

Footnotes

F1: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 7,457 shares of the issuers common stock.

F2: As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on April 30, 2009. Grant date was April 30, 2008.

F3: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.