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CNA FINANCIAL CORP Director's Dealing 2018

Aug 9, 2018

30494_dirs_2018-08-09_eb8cc942-4807-4173-8682-e809f31e7037.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2018-08-01

Reporting Person: Anderson James Michael (EVP & Chief Financial Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 40422 Direct

Footnotes

F1: Common stock represents 29,059 shares owned and 11,363 performance share units granted to the reporting person. The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 and 2017 performance cycle. 6,172 shares were achieved and will vest on March 15, 2019. 5,191 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.