CNA FINANCIAL CORP — Director's Dealing 2018

Nov 9, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2018-11-07

Reporting Person: Haefner Larry A. (EVP & Chief Actuary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-07	Common Stock	M	11358	$47.41	Acquired	58007	Direct
2018-11-07	Common Stock	S	11358	$47.73	Disposed	46649	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-07	Stock Appreciation Rights	$11.51	M	15000	Disposed	2019-02-04	Common Stock (15000.0)	Direct

Footnotes

F1: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 11,358 shares of the issuers common stock.

F2: This transaction was executed in multiple trades at prices ranging from $47.43 to $47.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on February 4, 2010. Grant date was February 4, 2009.

F4: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.