CNA FINANCIAL CORP — Director's Dealing 2017

Feb 2, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2017-01-31

Reporting Person: PONTARELLI THOMAS (Former EVP & Chief Admin Off)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-01-31	Common Stock	M	15000	$41.49	Acquired	54845	Direct
2017-01-31	Common Stock	M	15000	$41.49	Acquired	58080	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-31	Stock Appreciation Rights	$11.51	M	15000	Disposed	2019-02-04	Common Stock (15000.0)	Direct
2017-01-31	Stock Appreciation Rights	$32.54	M	15000	Disposed	2018-02-06	Common Stock (15000.0)	Direct

Footnotes

F1: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 10,838 shares of the issuers common stock.

F2: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 3,235 shares of the issuers common stock.

F3: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 4, 2010.

F4: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.

F5: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 6, 2009.