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CNA FINANCIAL CORP — Director's Dealing 2017
Feb 9, 2017
30494_dirs_2017-02-09_6b36f44b-3b06-4562-b19b-59d7a03ba711.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2017-02-07
Reporting Person: PONTARELLI THOMAS (Former EVP & Chief Admin Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-07 | Common Stock | M | 236 | $42.53 | Acquired | 58316 | Direct |
| 2017-02-07 | Common Stock | S | 236 | $42.58 | Disposed | 58080 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-07 | Stock Appreciation Rights | $41.86 | M | 15000 | Disposed | 2017-02-07 | Common Stock (15000.0) | Direct |
Footnotes
F1: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 236 shares of the issuers common stock.
F2: A previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 7, 2008.
F3: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.
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