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CNA FINANCIAL CORP — Director's Dealing 2017
Mar 17, 2017
30494_dirs_2017-03-17_660c5e0c-a79c-414b-81d5-4236db8b6835.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2017-03-15
Reporting Person: PONTARELLI THOMAS (Former EVP & Chief Admin Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-15 | Common Stock | A | 40508 | — | Acquired | 98588 | Direct |
| 2017-03-15 | Common Stock | F | 18511 | $44.30 | Disposed | 80077 | Direct |
Footnotes
F1: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Special Supplemental Equity (SSE) and Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2016 performance cycle. 13,502 SSE and 27,006 PSP shares were achieved and vested on March 15, 2017.
F2: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.