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CNA FINANCIAL CORP — Director's Dealing 2016
Mar 17, 2016
30494_dirs_2016-03-17_1fd768e6-1250-42d4-a71e-b8ceb16791f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2016-03-15
Reporting Person: HERMAN MARK (President & COO, CNA Specialty)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-15 | Common Stock | A | 20659 | $31.21 | Acquired | 31275 | Direct |
| 2016-03-15 | Common Stock | F | 9441 | $31.21 | Disposed | 21834 | Direct |
Footnotes
F1: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2013-2015 performance period, Mr. Herman was awarded 20,659 shares of CNA Financial Corporation's common stock.
F2: The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.