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CNA FINANCIAL CORP — Director's Dealing 2015
Feb 12, 2015
30494_dirs_2015-02-12_b22310bb-80f6-48a1-aded-fe77fc178a8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2015-02-11
Reporting Person: Mense D Craig (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-11 | Common Stock | M | 25000 | $30.98 | Acquired | 54507 | Direct |
| 2015-02-11 | Common Stock | S | 25000 | $42.09 | Disposed | 29507 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-11 | Stock Appreciation Rights | $30.98 | M | 25000 | Disposed | 2016-02-08 | Common Stock (25000.0) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $41.80 to $42.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 8, 2007.
F3: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.