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CNA FINANCIAL CORP — Director's Dealing 2014
Feb 18, 2014
30494_dirs_2014-02-18_6ab3b58f-4ce8-4bd1-aea6-d099eedb2728.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2014-02-13
Reporting Person: Mense D Craig (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-13 | Common Stock | M | 14795 | $26.15 | Acquired | 44302 | Direct |
| 2014-02-13 | Common Stock | S | 14795 | $41.95 | Disposed | 29507 | Direct |
| 2014-02-14 | Common Stock | M | 10205 | $26.15 | Acquired | 39712 | Direct |
| 2014-02-14 | Common Stock | S | 10205 | $41.95 | Disposed | 29507 | Direct |
| 2014-02-14 | Common Stock | M | 7145 | $27.27 | Acquired | 36652 | Direct |
| 2014-02-14 | Common Stock | S | 7145 | $41.95 | Disposed | 29507 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-13 | Stock Options | $26.15 | M | 14795 | Disposed | 2014-11-29 | Common Stock (14795.0) | Direct |
| 2014-02-14 | Stock Options | $26.15 | M | 10205 | Disposed | 2014-11-29 | Common Stock (10205.0) | Direct |
| 2014-02-14 | Stock Options | $27.27 | M | 7145 | Disposed | 2015-02-09 | Common Stock (7145.0) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $42.00 to $41.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $41.95 to $41.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: As previously reported, the option became exercisable in four equal annual installments beginning on November 29, 2005.
F4: The Reporting Person received the Stock Options at no cost.
F5: As previously reported, the option became exercisable in four equal annual installments beginning on February 9, 2006.