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CNA FINANCIAL CORP — Director's Dealing 2013
Mar 5, 2013
30494_dirs_2013-03-05_07eec257-9aed-4953-9401-d8022ceed53b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2013-03-01
Reporting Person: KANTOR JONATHAN D (EVP, Gen. Counsel & Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-01 | Common Stock | M | 24995 | $24.69 | Acquired | 24995 | Direct |
| 2013-03-01 | Common Stock | S | 24995 | $31.26 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-01 | Stock Option | $24.69 | M | 24995 | Disposed | 2013-05-07 | Common Stock (24995) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $31.35 to $31.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The option became exercisable in four equal annual installments beginning on May 7, 2004.
F3: The Reporting Person received the Derivative Security pursuant to a stock option at no cost.