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CNA FINANCIAL CORP — Director's Dealing 2007
May 7, 2007
30494_dirs_2007-05-07_61649cec-0b79-4d2c-b745-4762f1ad1de2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CNA FINANCIAL CORP (CNA)
CIK: 0000021175
Period of Report: 2007-05-03
Reporting Person: LEWIS JAMES (Pres.&CEO, P&C Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-05-03 | Common Stock | M | 35000 | $23.98 | Acquired | 42744 | Direct |
| 2007-05-03 | Common Stock | M | 25000 | $29.15 | Acquired | 67744 | Direct |
| 2007-05-03 | Common Stock | M | 5000 | $24.14 | Acquired | 72744 | Direct |
| 2007-05-03 | Common Stock | M | 22500 | $24.69 | Acquired | 95244 | Direct |
| 2007-05-03 | Common Stock | M | 22500 | $26.27 | Acquired | 117744 | Direct |
| 2007-05-03 | Common Stock | S | 110000 | $47.00 | Disposed | 7744 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-05-03 | Stock Option | $23.98 | M | 35000 | Disposed | 2011-09-21 | Common Stock (35000) | Direct |
| 2007-05-03 | Stock Option | $29.15 | M | 25000 | Disposed | 2012-05-08 | Common Stock (25000) | Direct |
| 2007-05-03 | Stock Option | $24.14 | M | 5000 | Disposed | 2012-11-27 | Common Stock (5000) | Direct |
| 2007-05-03 | Stock Option | $24.69 | M | 22500 | Disposed | 2013-05-07 | Common Stock (22500) | Direct |
| 2007-05-03 | Stock Option | $26.27 | M | 22500 | Disposed | 2014-04-28 | Common Stock (22500) | Direct |
Footnotes
F1: The option became exercisable in four equal annual installments beginning on September 21, 2002.
F2: The Reporting Person received the Derivative Security pursuant to a stock option grant at no cost.
F3: The option became exercisable in four equal annual installments beginning on May 8, 2003.
F4: The option became exercisable in four equal annual installments beginning on November 27, 2003.
F5: The option became exercisable in four equal annual installments beginning on May 7, 2004.
F6: The option became exercisable in four equal annual installments beginning on April 28, 2005.