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CMS ENERGY CORP Director's Dealing 2023

Aug 16, 2023

30260_dirs_2023-08-16_9ba00d61-0bcd-4f4c-a034-6e52e9ab9324.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2023-08-15

Reporting Person: BARFIELD JON E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-15 Common Stock S 2345 $56.06 Disposed 13982 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 500 Indirect

Footnotes

F1: The total holdings reflect an adjustment of 43 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.02 to $56.11, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.