CMS ENERGY CORP — Director's Dealing 2020

Mar 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2020-02-26

Reporting Person: Poppe Patricia K (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-26	Common Stock	G	23184	—	Disposed	465186	Direct
2020-03-20	Common Stock	A	16394	—	Acquired	481580	Direct
2020-03-20	Common Stock	F	25260	$49.55	Disposed	456320	Direct

Footnotes

F1: Annual charitable contribution.

F2: The total holdings reflect an adjustment of 1854 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F3: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.