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CMS ENERGY CORP Director's Dealing 2017

Mar 23, 2017

30260_dirs_2017-03-23_28742c45-1415-48f3-89f1-4b4acde417cd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2017-03-21

Reporting Person: WEBB THOMAS J (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-21 Common Stock A 8314 Acquired 248350 Direct
2017-03-21 Common Stock F 10577 $45.01 Disposed 237773 Direct

Footnotes

F1: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2: The total holdings reflect an adjustment of 48 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 683 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.