CMS ENERGY CORP — Director's Dealing 2017

Aug 21, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2017-08-17

Reporting Person: Rochow Garrick J (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-08-17	Common Stock	G	1000	—	Acquired	1000	Indirect
2017-08-17	Common Stock	G	1000	—	Disposed	65307	Direct
2017-08-17	Common Stock	S	1000	$47.79	Disposed	0	Indirect
2017-08-17	Common Stock	S	1000	$47.82	Disposed	64307	Direct

Footnotes

F1: This transaction involved a gift of securities by the reporting person to his spouse.

F2: The total holdings reflect an adjustment of 21 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 192 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F3: This transaction involved the subsequent sale of the securities gifted to the reporting person's spouse.