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CMS ENERGY CORP — Director's Dealing 2016
May 10, 2016
30260_dirs_2016-05-10_508f6866-8ac1-4067-b452-c7f89d376f2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2016-05-06
Reporting Person: LOCHNER PHILIP R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-06 | Common Stock | A | 2919 | — | Acquired | 49607 | Direct |
Footnotes
F1: Grant 2,919 of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan.
F2: The total holdings reflect an adjustment of 1,417 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 109 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.